DOL Fiduciary Rule 3.0 Best Practices

A Practical Guide for Annuity Professionals

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AIG

Compliance Bulletin DOL Rule PTE Reminder M6233B56

Allianz

DOL Rule FAQ

Athene

Frequently Asked Questions – Department of Labor Fiduciary Rule & Prohibited Transaction Exemption 84-24

PTE 84-24 Disclosure and Acknowledgment Individual Retirement Annuity

Delaware Life

Disclosure and Acknowledgement Form Individual Retirement Annuity – Delaware Life

EquiTrust

PTE 84-24 Disclosure form

Department of Labor – Fiduciary and Impartial Conduct Standards Rules — Effective 2/1/22

Financial Needs Analysis – ET-2506(01-22)

F&G

New IRA Requirements Compliance Bulletin
NAIC Annuity Best Interest Regulation State Adoption Chart
F&G Annual Advertising Bulletin and Ad Review Guidelines
DOL Market Conduct Guide Addendum
Agent PTE 84-24 Acknowledgment Form
DOL Sample PTE 84-24 Disclosure Form Instructions

Great American

D1119721NW American Landmark 5 – Sample

Legacy

PTE 84-24 Disclosure form

Americo announcement

Ameritas announcement

Western & Southern announcement

Nationwide

PTE 84-24 Disclosure and Acknowledgment

Department of Labor rule — Informational guide

North American

Kevin Mechtley DOL Update

PTE 84-24 Disclosure and Acknowledgment

Department of Labor “Fiduciary Rule” Resource – Your Potential Fiduciary Obligations

Consumer Profile Form

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